MKT 3.3.5

The prohibition in section 61 of the FSMR does not apply, subject to the requirement in Rules 3.3.6, to the admission to trading on a Recognised Body of:

(1) Units representing, over a period of 12 months, less than 10% of the number of Units of the same class already admitted to trading on the same Recognised Body;
(2) Units issued in substitution for Units of the same class already admitted to trading on the same Recognised Body, if the issue of Units does not involve any increase in the issued capital;
(3) Units offered, allotted or to be allotted to existing Unitholders free of charge, or in respect of dividends paid out in the form of Units of the same class as the Units in respect of which the dividends are paid, if:
(a) the Units are of the same class as the Units already admitted to trading on the same Recognised Body; and
(b) a document is made available containing information on the number and nature of the Units and the reasons for and details of the Offer; or
(4) Units already admitted to trading on another Recognised Body (the "Other Market"), where:
(a) the Units of the same class have been admitted to trading and continuously traded on the Other Market for more than 18 months;
(b) the on-going obligations for trading on that other market have been complied with; and
(c) there is a summary document in the English language approved by the Regulator and published:
(i) containing the Key Information required under Rule 4.5.2(1)(b);
(ii) stating where the most recent and current Prospectus, if any, can be obtained; and
(iii) specifying where the financial information published by the Issuer pursuant to its on-going disclosure obligations of the Other Market is available.