MKT 4.1.1

This chapter applies to:

(1) a Person who makes or intends to make an Offer of Securities to the Public in or from the ADGM other than in respect of Units;
(2) a Person who makes an application to have any Securities other than Units admitted to trading on a Recognised Body; and
(3) any Person specified in section 4.10 as a Person liable for the content of a Prospectus.