MKT 5.1.4

(1) A Person must take reasonable steps to ensure that the relevant Sponsor and Employees of the Sponsor are independent and have appropriately managed any conflict of interest that may arise.
(2) A Person must notify the Regulator if it becomes aware, or has reason to believe, that the Sponsor or relevant Employees of the Sponsor are no longer independent or have a conflict of interest which has not been appropriately managed.