MKT 6.2.16 Price Stabilisation Register

(1) The Stabilisation Manager must, before carrying out any Price Stabilisation:
(a) create a register to record the details relating to the Price Stabilisation as required by Rule 6.2.7 to 6.2.16; and
(b) establish and implement systems and controls to keep the register updated.
(2) The Stabilisation Manager must ensure that the register contains either on a real-time or daily updated basis the following information:
(a) the names and contact details of all Stabilisation Agents appointed by him;
(b) details of the appointment of each Stabilisation Agent, including the date of the appointment;
(c) the general terms and instructions (including details of the price floor and Stabilisation Window) determined by the Stabilisation Manager for his Stabilisation Agents and the date and time of the communication, variation or revocation of that information and instructions;
(d) details of all correspondence passing between the Stabilisation Manager and his Stabilisation Agents relating to the Price Stabilisation, including all instructions and variations or revocations of appointments;
(e) each and every transaction undertaken by the Stabilisation Manager and Stabilisation Agents in the course of the Price Stabilisation, including but not limited to the following transaction details:
(i) the type of Relevant Securities;
(ii) the price;
(iii) the size;
(iv) whether the transactions were undertaken on or off the central order book of the relevant Recognised Investment Exchange;
(v) the date and time;
(vi) details of the counterparty (if known); and
(vii) details of the allotment of the Relevant Securities.