PRU 1.3.5

An Authorised Person is in Category 3C if:

(a) its Financial Services Permission authorises it to carry on one or more of the Regulated Activities of:
(i) Managing Assets;
(ii) Managing a Collective Investment Fund;
(iii) Providing Custody (where it does so other than for a Fund);
(iv) Managing a Profit Sharing Investment Account which is a PSIAr;
(v) Providing Trust Services (where it is acting as trustee in respect of at least one express trust); or
(vi) Providing Money Services; and
(b) it does not meet the criteria of Categories 1, 2, 3A, 3B or 5.