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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
            • PRU 1 APPLICATION, INTERPRETATION AND CATEGORISATION
            • PRU 2 GENERAL REQUIREMENTS
            • PRU 3 CAPITAL AND LEVERAGE
              • Introduction
              • PRU PART 1 — Application
              • PRU PART 2 — Basic Requirements
              • PRU PART 3 — Calculating the Capital Requirements
                • PRU 3.3 Base Capital Requirement
                • PRU 3.4 Capital Requirements for Categories 1, 2, 3A and 5
                • PRU 3.5 Risk Capital Requirement
                • PRU 3.6 Capital Requirements for Categories 3B, 3C and 4
                • PRU 3.6A Capital Requirement for Providing Money Services
                • PRU 3.7 Expenditure Based Capital Minimum
                • PRU 3.8 Application
                • PRU 3.9 Tier 1 capital
                • PRU 3.10 Common Equity Tier 1 capital (CET1 Capital)
                • PRU 3.11 Additional Tier 1 capital
                  • PRU 3.11.1
                  • PRU 3.11.2
                  • PRU 3.11.3
                  • AT1 Deductions
                  • AT1 Deductions - holdings of own AT1 Capital instruments
                  • AT1 Deductions - investments in AT1 Capital instruments of Relevant Entities
                  • AT1 Deductions - significant investment in a Relevant Entity
                • PRU 3.12 Tier 2 capital
                • PRU 3.13 Minority interests and instruments issued by Subsidiaries
                • PRU 3.14 Qualifying Holdings outside the financial sector
                • PRU 3.15 Calculation of Capital Resources
                • PRU 3.16 Adequate Capital Resources for Categories 1, 2, 3A and 5
                • PRU 3.17 Capital Conservation Buffer
              • PRU PART 4 — Calculating Capital Resources
              • PRU PART 5 — Leverage
            • PRU 4 CREDIT RISK
            • PRU 5 MARKET RISK
            • PRU 6 OPERATIONAL RISK
            • PRU 7 INTEREST RATE RISK IN THE NON-TRADING BOOK
            • PRU 8 GROUP RISK
            • PRU 9 LIQUIDITY RISK
            • PRU 10 SUPERVISORY REVIEW AND EVALUATION PROCESSES
            • PRU 11 DISCLOSURE REQUIREMENTS
            • PRU APP1 CATEGORIES OF AUTHORISED PERSONS
            • PRU APP2 GENERAL REQUIREMENTS
            • PRU APP3 CAPITAL
            • PRU APP4 CREDIT RISK
            • PRU APP5 CREDIT VALUATION ADJUSTMENT (CVA) RISK
            • PRU APP6 MARKET RISK
            • PRU APP7 CALCULATING THE OPERATIONAL RISK CAPITAL REQUIREMENT
            • PRU APP8 NOT USED
            • PRU APP9 NOT USED
            • PRU APP10 LIQUIDITY
            • PRU APP11 SUPERVISORY REVIEW AND EVALUATION PROCESSES
            • PRU APP12 PUBLIC DISCLOSURE REQUIREMENTS
          • Fees Rules (FEES) [VER13.270422]
          • Glossary (GLO) [VER13.270422]
          • General Rulebook (GEN) [VER05.030220]
          • Prudential — Insurance Business (PIN) [VER03.030220]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Fund Rules (FUNDS) [VER06.250521]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER04.080222]
          • Rules of Market Conduct [VER02.210218]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
  6. PRU 3 CAPITAL AND LEVERAGE
  7. PRU PART 3 — Calculating the Capital Requirements
  8. PRU 3.11 Additional Tier 1 capital
  9. PRU 3.11.1
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  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ PRU 3.11 Additional Tier 1 capital PRU 3.11.2 ›

PRU 3.11.1

Additional Tier 1Capital (referred to in these Rules as AT1 Capital) constitutes the sum of AT1 Capital elements in Rule 3.11.2, subject to the deductions stipulated later in this Section.

‹ PRU 3.11 Additional Tier 1 capital PRU 3.11.2 ›
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