PRU 3.3.2
The table below sets out the Base Capital Requirement for each Category of Authorised Persons.
| Category | Base Capital Requirement (US $) |
| 1 | 10 million |
| 2 | 2 million |
| 3A | 500,000 |
| 3B | 4 million |
| 3C | 250,000, except where an Authorised Person has a Financial Services Permission only to carry out the Regulated Activity of Managing a Collective Investment Fund, in which case the Base Capital Requirement is the higher of:
a) 150,000 if the Authorised Person manages a Public Fund or any other type of fund that is available to retail customers; or
b) 50,000 otherwise.
|
| 4 | 10,000, except where an Authorised Person has a Financial Services Permission to carry out the Regulated Activity of Operating a Private Financing Platform and holds Client Assets, in which case the Base Capital Requirement is 150,000. |
| 5 | 10 million |