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ADGM LEGAL FRAMEWORK

  • ABU DHABI GLOBAL MARKET
    • FEDERAL LAW NO (8) OF 2004
    • FEDERAL DECREE NO (15) OF 2013
    • CABINET RESOLUTION NO (4) OF 2013
    • CABINET RESOLUTION NO. 28 OF 2007
    • ABU DHABI LAW NO. (4) OF 2013
    • ABU DHABI LAW NO. (12) OF 2020
    • ADGM LEGAL FRAMEWORK
      • COMMERCIAL LEGISLATION
      • FSRA LEGISLATION
        • Regulations
        • Rules
          • Anti-Money Laundering and Sanctions Rules and Guidance (AML) [VER06.310321]
          • Captive Insurance Business Rules (CIB) [VER04.030220]
          • Conduct of Business Rulebook (COBS) [VER11.080222]
          • Fees Rules (FEES) [VER13.270422]
          • Fund Passporting Rules (FP) [VER01.110319]
          • Fund Rules (FUNDS) [VER06.250521]
          • General Rulebook (GEN) [VER05.030220]
          • Glossary (GLO) [VER13.270422]
          • Islamic Finance Rules (IFR) [VER04.030220]
          • Market Infrastructure Rulebook (MIR) [VER05.240220]
          • Market Rules (MKT) [VER04.080222]
          • Prudential — Insurance Business (PIN) [VER04.270422]
          • Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
            • PRU 1 APPLICATION, INTERPRETATION AND CATEGORISATION
            • PRU 2 GENERAL REQUIREMENTS
            • PRU 3 CAPITAL AND LEVERAGE
            • PRU 4 CREDIT RISK
            • PRU 5 MARKET RISK
              • Introduction
              • PRU 5.1 Application
              • PRU 5.2 Market Risk systems and controls
              • PRU 5.3 Calculation of the Market Risk Capital Requirement
              • PRU 5.4 Interest Rate Risk Capital Requirement
              • PRU 5.5 Equity Risk Capital Requirement
              • PRU 5.6 Foreign Exchange Risk Capital Requirement
              • PRU 5.7 Commodities Risk Capital Requirement
              • PRU 5.8 Option Risk Capital Requirement
              • PRU 5.9 Collective Investment Fund Risk Capital Requirement
              • PRU 5.10 Securities Underwriting Capital Requirement
                • PRU 5.10.1
                • PRU 5.10.2
                • PRU 5.10.3
                • PRU 5.10.4
                • PRU 5.10.5
                • PRU 5.10.6
                • PRU 5.10.7
              • PRU 5.11 Use of internal Market Risk models
            • PRU 6 OPERATIONAL RISK
            • PRU 7 INTEREST RATE RISK IN THE NON-TRADING BOOK
            • PRU 8 GROUP RISK
            • PRU 9 LIQUIDITY RISK
            • PRU 10 SUPERVISORY REVIEW AND EVALUATION PROCESSES
            • PRU 11 DISCLOSURE REQUIREMENTS
            • PRU APP1 CATEGORIES OF AUTHORISED PERSONS
            • PRU APP2 GENERAL REQUIREMENTS
            • PRU APP3 CAPITAL
            • PRU APP4 CREDIT RISK
            • PRU APP5 CREDIT VALUATION ADJUSTMENT (CVA) RISK
            • PRU APP6 MARKET RISK
            • PRU APP7 CALCULATING THE OPERATIONAL RISK CAPITAL REQUIREMENT
            • PRU APP8 NOT USED
            • PRU APP9 NOT USED
            • PRU APP10 LIQUIDITY
            • PRU APP11 SUPERVISORY REVIEW AND EVALUATION PROCESSES
            • PRU APP12 PUBLIC DISCLOSURE REQUIREMENTS
          • Rules of Market Conduct [VER02.210218]
          • Past Versions
        • Waivers and Modifications
      • ADGM COURTS LEGISLATION
      • ARBITRATION LEGISLATION
    • ADGM COURTS PROCEDURES
    • GUIDANCE & POLICY STATEMENTS
    • PUBLIC CONSULTATION PAPERS
    • NOTICES OF PUBLICATION
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Breadcrumb

  1. ABU DHABI GLOBAL MARKET
  2. ADGM LEGAL FRAMEWORK
  3. FSRA LEGISLATION
  4. Rules
  5. Prudential — Investment, Insurance Intermediation and Banking Rules (PRU) [VER11.270422]
  6. PRU 5 MARKET RISK
  7. PRU 5.10 Securities Underwriting Capital Requirement
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  Versions

 
  • Oct 21 2015 - Oct 20 2015
  • Oct 21 2015
‹ PRU 5.9.1 PRU 5.10.1 ›

PRU 5.10 Securities Underwriting Capital Requirement

  • PRU 5.10.1
    • Guidance
  • PRU 5.10.2
    • Guidance
  • PRU 5.10.3
  • PRU 5.10.4
  • PRU 5.10.5
  • PRU 5.10.6
  • PRU 5.10.7
‹ PRU 5.9.1 PRU 5.10.1 ›
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