Receipt of allegation
2.5 The Registration Authority becomes aware of complaints, allegations of misconduct, suspected contraventions of ADGM’s commercial legislation or matters that warrant investigation or enforcement action in a number of ways, including:
a. reports of misconduct or complaints from members of the public or other ADGM firms;
b. the Registration Authority’s monitoring operations;
c. referrals from the FSRA and other regulatory or law enforcement authorities; and
d. reports submitted by licensed persons as required under ADGM’s commercial legislation.