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SCHEDULE 9 CONTRAVENTIONS

Provision of Regulations creating contravention General nature of contravention Level of fine
Part 1: Administration
s.23(6) Notice of appointment — making a false declaration Level 6
s.26(2) Commencement of appointment — failure to notify the administrator after appointment Level 6
s.31(7) Notice of intention to appoint — making a false declaration Level 6
s.33(7) Notice of appointment — making a false declaration Level 6
s.35(2) Commencement of appointment — failure to notify the administrator after appointment Level 6
s.47(2) Publicity — failure to publicise administration Level 1
s.47(4) Publicity — failure to publicise Deed of Company Arrangement Level 1
s.48(8) Announcement of administrator's appointment — formalities to adhere to Level 1
s.51(7) Statement of Company's affairs — failure to provide statement Level 5
s.56(8) Administrator's proposals — failure to submit proposal Level 1
s.61(5) Requirement for initial creditors' meeting — failure to convene meeting Level 1
s.64(4) Business and result of initial creditors' meeting — failure to report Level 1
s.65(8) Revision of administrator's proposals — failure to report Level 1
s.69(10) Reports to creditors — failure to report Level 1
s71(2) Further creditors' meeting — failure to convene meeting Level 1
s.100(6) Charged property — failure to send copy of the order Level 1
s.101(5) Hire-purchase property — failure to send copy of the order Level 1
s.110(5) Automatic end of administration — failure to notify Registrar of termination Level 1
s.110(11) Automatic end of administration — failure to notify Registrar of extension Level 1
s.112(3) Notice of automatic end of administration — failure to notify Level 1
s.115(6) Termination of administration where objective achieved — failure to notify Level 1
s.124(9) Moving from administration to dissolution — failure to notify Level 1
s.127(3) Notice to Companies Registrar where administration ends — failure to notify Level 1
s.134(3) Administrator ceasing to be qualified — failure to give notice Level 1
s.144(2) Failure of administrator in their duties vacating office Level 1
Part 2: Receivership
s.153(2) Notification that receiver has been appointed — failure to notify Level 1
s.157(3) Accounts — failure of receiver to deliver accounts to Registrar Level 1
s.159(7) Vacation of office — failure to vacate and file notice Level 1
s.162(3) Notice and advertisement of appointment — formalities to adhere to Level 1
s.165(5) Statement of Company's affairs — failure to submit Level 4
s.170(7) Power to dispose of charged property — failure to submit a copy of the order Level 1
s.171(3) Meeting of creditors — failure to convene meeting Level 1
Part 3: Winding-Up
s.175(3) Declaration of solvency — without reasonable grounds Level 6
s.181(3) Progress report to members at year's end — failure to report Level 3
s.182(4) Final meeting prior to dissolution — failure to send to Registrar a copy of account of winding-up and return of final meeting Level 1
s.183(4) Effect of Company's insolvency — failure to convene meeting where Company insolvent Level 5
s.186(3) Meeting of members and creditors — failure to convene meetings Level 4
s.190(3) Progress report to members and creditors at year's end — failure to produce and distribute reports Level 3
s.191(4) Final meeting prior to dissolution — failure to submit a copy of the winding-up Level 1
s.192(2) Notice of resolution to wind up — failure to publish Level 1
s.194(2) Notice by liquidator of his appointment — failure to publish Level 1
s.207(3) Notice of winding-up order — failure to publish Level 1
s.211(3) Power to stay winding-up — failure to forward copies of the order Level 1
s.212(2) Progress report to contributories and creditors — failure to produce and submit Level 4
s.213(4) Duty to summon final meeting — liquidator failing to send to Registrar a copy of account of winding-up and return of final meetings Level 1
s.216(2) Notification that Company is in liquidation — failure to notify Level 1
s.217(4) Powers of liquidator — liquidator exercising powers before creditors' meeting Level 3
s.218(9) Power to disclaim onerous property — failure to submit notice to Registrar Level 3
s232(5) Statement of Company's affairs — failure to submit Level 4
s.233(4) Statement of Company's affairs by Directors — failure to submit Level 4
s.244(1) Fraud in anticipation of winding-up or insolvent administration Level 8
s.245 Transaction in fraud of creditors Level 7
s.246 Misconduct in course of winding-up or insolvent administration Level 8
s.247 Falsification of Company's books Level 8
s.248 Material omission from statement relating to Company's affairs Level 8
s.249 False representations to creditors Level 8
s.255(3) Duty to co-operate with Office-holder — failure to co-operate Level 5
s.294(4) Dissolution and early dissolution — failure to deliver copy of order to Registrar Level 1
Schedule 1 (Meetings, Time Limits, Notices and Documents)
Part 9 (Inspection of Documents, Copies and Provision of Information)
Paragraph 43(3) of Schedule 1 Falsely claiming to be a creditor, member of a Company or a contributory of a Company to gain sight of certain documents Level 7